Financial and business terms. 2012.
SEC MEF Filings — SEC filings that concern registration of up to an additional 20% of securities for an offering, pursuant to the 1933 Securities Act Rule 462(b). SEC MEF Filings may apply to 1933 Act registration forms S 1, S 2, S 3, S 11, SB 1, SB 2, F 1, F 2… … Investment dictionary
SEC filing — An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies and certain insiders are required to make regular SEC filings. Investors and financial professionals… … Wikipedia
SEC Form 10SB12B — A filing with the Securities and Exchange Commission (SEC), also known as the Initial Registration of Securities for a Small Business Form , used to register new securities that will be available for public investment. The same general security… … Investment dictionary
SEC Form DEFA14C — Form DEFA14C is for filing definitive additional information statement materials, including rule 14(a) 12 material. SEC Form DEFA14C can cover supplemental information from other filings, or correct deficiencies in information in other filings.… … Investment dictionary
SEC Form 10 — A filing with the Securities and Exchange Commission (SEC), also known as the General Form for Registration of Securities. It is used to register a variety of securities for trading on U.S. exchanges. Information on SEC Form 10 includes the type… … Investment dictionary
SEC Form 10-QSB — A filing with the Securities and Exchange Commission (SEC), also known as the Quarterly Report for Small Businesses. It is a shortened version of the standard Form 10 Q that public companies must file quarterly. SEC Form 10 QSB includes key… … Investment dictionary
SEC Form S-2 — A form from the Securities and Exchange Commission (SEC) that served as a simplified registration for the offering of new securities. Only companies that have been reporting to the SEC under the 1934 Act for at least three years without… … Investment dictionary
SEC Form 10-KSB — A filing with the Securities and Exchange Commission (SEC), also known as the Annual Report for Small Businesses. It is an abbreviated version of the standard Form 10 K that most large public companies must file annually. SEC Form 10 KSB includes … Investment dictionary
SEC Form DEFM14A — A filing with the Securities and Exchange Commission (SEC) that must be filed by or on behalf of a registrant when a shareholder vote is required on an issue related to a merger or acquisition. SEC Form DEFM14A should provide security holders… … Investment dictionary
SEC Form PREM14C — A filing with the Securities and Exchange Commission (SEC) that must be filed by a registrant intending to be part of a merger or acquisition. SEC Form PREM14C applies to security holders who were entitled to vote on issues for which the company… … Investment dictionary
